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Randall R. Heiner, known for his zealous representation of his clients, is a
dedicated and experienced trial and arbitration securities attorney. He has more than
20 years of combined experience in retail securities and attorney representation
of client investment losses. His office
is headquartered in Salt Lake City, Utah, where for the past eleven years, he
has focused his practice representing claimants in securities lawsuits and arbitrations.
Randall has rich experience in the securities industry. After he first became
a stockbroker in the 1970s, he went on to form his own full service, self
clearing broker dealer where he developed extensive background in securities
and financial markets. During his securities career, Randall owned and
operated three National Association of Securities Dealers, Inc. (NASD) member
brokerage firms that specialized in stock recommendations to the public and by
providing investment banking services to companies desiring to be publicly traded.
These firms were fully licensed by the United States Securities and Exchange
Commission. During year 1987, his firm employed approximately 70 full time
stockbrokers and 10 support staff, and cleared transactions for other NASD
member firms.
Randall obtained the following licenses, which first required that he pass
rigorous written tests: Series 7 General Securities; Series 24 General Securities
Principal; Series 4 Registered Options Principal; Series 27 Financial and Operations
Principal; and Series 63 state blue sky licenses. These licenses, augmented with
the twelve years of hands on experience of supervising brokers and operating full
service brokerage firms, allow him to understand the issues of your case. He has
personally interviewed, hired, and trained hundreds of stockbrokers.
He received his B.S. in Business from the University of Minnesota. In 1996,
he graduated cum laude from William Mitchell College of Law, in
St. Paul, Minnesota.
Soon after joining the Utah State Bar in 1996, Randall formed Heiner Law Offices,
whose practice has been devoted to representing investor’s rights.
As a long time member of the Public Investors Arbitration Bar Association (PIABA),
Randall has developed close and very beneficial relationships with other
claimant attorneys in the United States. He has served on committees for PIABA and on an
advisory committee for the Utah Securities Division.
Randall has great experience with many brokerage firm defense counsel both locally
and nationally, and he has mediated securities cases for his clients all over the country.
Contact us for a free consultation.
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